KYC Capability


The challenges of KYC compliant client onboarding, formerly addressed with a series of band-aid solutions, can now be consolidated and managed effectively in a single centralized, feature-rich solution. Whether deployed as a standalone KYC solution or as part of a globally integrated onboarding platform, GoldTier provides the capabilities required to enforce compliance policy while improving the efficiency of the client onboarding process.

These capabilities include:

  • Global & regional policy definition
  • KYC review across business silos
  • Dynamic & auto-generated client KYC questionnaires
  • Automatic re-use of KYC information
  • Flexible profile risk scoring
  • Process management
  • Consolidated client views
  • On-demand client profiles
  • Configurable user dashboards
  • Document management, storage and retrieval
  • Retroactive profile scrubbing and data management
  • Automated periodic / rolling review
  • Sanction / watch list scans
  • Exception handling
  • Waiver tracking
  • Automatic audit trails
  • Segregation of information
  • Tools for policy adaptation
  • Ongoing client maintenance
  • Integration with existing client data repositories
  • Interfaces to 3rd party data providers

'Controlling processes for newly engaged clients and providing tools for retroactive scrubbing means compliance across your client base is no longer a moving target.'

 

GoldTier is designed to address both the tactical and the strategic challenges arising from the need for KYC compliance.

  • Controls are put in place on day one for newly engaged clients.
  • Tools are provided for the retroactive scrubbing and rolling review of existing clients.
  • New or changed regulatory requirements can be implemented immediately to the existing client base through policy configuration screens.

With GoldTier, compliance with policy is enforced systematically for each individual customer on an ongoing basis.

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